DISCLOSURES

DISCLOSURES

LatAm Alternatives is LatAm Alternatives is a financial services company and an independent Third Party Advisor boutique established in 2010. Our headquarters is located in Fort Lauderdale, South Florida, commonly known as The Gateway to Latin America. We are team of professionals with a focused expertise in the alternatives and traditional global asset management instruments. We believe in long term relationships while representing the most outstanding managers in targeted strategies.

LatAm Alternatives primary business is that of a Third Party Marketer who assists Alternative Investment Managers in raising capital only from qualified Latin American Investors. For its services LatAm Alternatives receives a fee from the Managers with whom it contracts. Fees paid to LatAm Alternatives shall not increase the fees that are charged to any clients for investment services. LatAm Alternatives has a financial incentive to refer investors on behalf of the Managers it represents. LatAm Alternatives will render no investment advisory services to clients. Information on the specific fee arrangements between LatAm Alternatives and the managers which it represents is available upon request.

 

BUSINESS CONTINUITY PLAN

LatAm Alternatives has developed a Business Continuity Plan outlining how the firm will respond to events that significantly disrupt its business. Since the timing and impact of disasters and disruptions is unpredictable, LatAm Alternatives will have to be flexible in responding to actual events as they occur. With that in mind, the following information is being provided to you regarding our business continuity plan.

Contacting Us – if after a significant business disruption you cannot contact us as you usually do at 954-471-6163 you should call our alternative number 954-642-8527.

Our Business Continuity Plan – LatAm Alternatives plans to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit the firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

LatAm Alternatives business continuity plan addresses data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; and regulatory reporting.

While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, it is our objective to restore operations and be able to complete existing business and/or continue too conduct business within a reasonable amount of time based on the robust systems, fault tolerance and effective recovery from system errors or disruptions.

Varying Disruptions – Significant business disruptions can vary in their scope, and may effect only our firm, the building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or the building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within 1 business day. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within 3 business days. In either situation, we plan to continue in business, and notify you by telephone or our customer emergency number, 917-727-0837. If the significant business disruption is so severe that it prevents us from remaining in business, we will inform you.

 

PRIVACY POLICY

Safeguarding Documents – We collect non-public data in checklists, forms, in written notations, and in documentation provided to us for evaluation, registration, licensing or related consulting services. We also create internal lists of such data. During regular business hours access to non-public record is monitored so that only those with approval may access the files. During hours in which the company is not in operation, all records will be locked. No individual who is not so authorized shall obtain or seek to obtain personal and/or financial information. No individual with authorization to access personal and/or financial information shall share that information in any manner without the specific consent of a firm principal. Failure to observe LatAm Alternatives procedures regarding this privacy policy will result in discipline and may lead to termination.

Sharing Nonpublic Personal and Financial Information – LatAm Alternatives is committed to the protection and privacy of all personal and financial information. LatAm Alternatives will not share such information with any nonaffiliated third party except:

  • With persons assessing compliance with industry standards, or to the attorneys, accountants and auditors of the firm.
  • In connection with a sale or merger of LatAm Alternatives’ business.
  • To protect against or prevent actual or potential fraud, identity theft, unauthorized transactions, claims or other liability.
  • To comply with federal, state or local laws, rules and other applicable legal requirements.

It is not the policy of LatAm Alternatives to share nonpublic personal and/or financial information with unaffiliated third parties except under the circumstances noted above. Since sharing under the circumstances noted above is necessary to service your account or is mandated by law, there are no allowances made for an individual or an entity to opt out.

If you have questions about any of the information provided above, please contact LatAm Alternatives 954-471-6163 or info@latamalternatives.com

We speak the language. We know the People. We live the culture.
We understand the business.
We are LatAm.